Compliance & Legal

Corporate & InfrastructurePhase 1

Lead: Compliance Orchestrator Agent

8 agents8 planned

Linear: HB-COMP

31 permissions (5 write)Prompt Chaining+ Evaluator-Optimizer

Architecture Pattern

Compliance follows strict sequential chains: check → verify → document → report. KYC/AML checks use evaluator-optimizer to refine document verification accuracy.

Evaluation

3 metrics defined

Error Handling

2 scenarios covered

Self-Improvement

3 human checkpoints

Phase 1: Foundation

Foundation. KYC/AML and regulatory compliance are non-negotiable from day one for licensed operation.

Tools

Back Office APISEONLinearSlack API

Goals

Maintain licensesKYC/AML complianceResponsible gambling

Agent Sizing Rationale

7 agents: 1 orchestrator + 3 regulatory (odd for compliance decision voting) + 3 player protection. Compliance decisions are high-stakes — 3-agent consensus prevents errors.

Regulatory & Licensing (3-agent panel)

AgentDescriptionComplexityRolesStatusActions

License Monitoring AgentTracks license requirements, renewal dates, and regulatory changes across jurisdictions.simple

monitor

KYC/AML AgentManages identity verification workflows, sanctions screening, and suspicious activity reports.medium

analyst

Regulatory Reporting AgentGenerates and submits required reports to regulators (SAR, CTR, player activity).medium

executoranalystgenerator

Player Protection (3 specialists + orchestrator)

AgentDescriptionComplexityRolesStatusActions

Responsible Gambling AgentMonitors for problem gambling markers — loss chasing, session length, deposit frequency spikes.medium

monitor

Self-Exclusion AgentManages self-exclusion requests, cooling-off periods, and account restrictions.medium

guardian

Data Privacy AgentEnsures GDPR/privacy compliance, manages data deletion requests, and consent tracking.medium

monitorguardian

Responsible Gambling AgentHandles the full self-exclusion lifecycle end-to-end: receives requests via email/chat, checks remaining balance, processes refund or forfeit per policy, applies temporary or permanent exclusion, sends confirmation to player, blocks re-registration attempts, and logs everything for regulatory compliance.complex

guardianexecutor

Compliance Orchestrator AgentCoordinates all compliance work, manages audit trails, and escalates regulatory issues.complex

orchestratoranalystrouter

Agents Used From Other Departments

These agents from other departments feed data into or are called by this department's agents.

Risk & FraudExternal

Risk Orchestrator AgentFraud Pattern Agent

Risk and fraud data feeds into regulatory reporting and AML compliance.

Player Intelligence & DataExternal

Segmentation Agent

Player data is required for responsible gambling monitoring and reporting.

Wallet & PaymentsExternal

Withdrawal Agent

Transaction data is required for AML reporting and suspicious activity reports.

MarketingExternal

Marketing Orchestrator AgentCRM & Email Agent

Ad compliance reviews for all marketing channels. Affiliate agreement reviews. Ensuring all CRM communications include responsible gambling messaging.

Customer SupportExternal

CS Orchestrator AgentEscalation Agent

Complaint escalation for legal threats and fairness disputes. Regulatory complaints must be tracked and reported.

RetentionExternal

Retention Orchestrator Agent

Ensuring self-excluded players are excluded from all retention campaigns. Bonus T&C compliance for retention offers.

Casino OperationsExternal

Casino Orchestrator AgentGame Compliance Agent

Game compliance reviews, tournament T&C approvals, and ensuring game offerings meet license conditions per jurisdiction.

SportsbookExternal

Sportsbook Orchestrator Agent

Sports betting regulatory compliance per jurisdiction. Match-fixing reporting obligations. Betting limit regulations.